0 a person employed by a company, whose job is to make sure the company obeys any laws or rules that apply to its work -- (受雇于某公司,确保公司遵守相关法律法规的)合规专员,合规官
Financial services companies must now take steps against money laundering, for example by naming a compliance officer. 金融服务公司现在必须采取措施打击洗钱,例如任命一名合规专员。
Compliance officers frequently have to deal with three or four different regimes.
The compliance officer will not only receive information as a result of his own observations and studies but also from within the establishment.
They do not have the resources to fund personnel departments or compliance officers.
Who will pay the salary of the compliance officer and his staff?
I do not know whether that is to watch what the directors say to me or whether it reflects the compliance officer's growing importance.
The compliance officer will be absolutely insistent on and very much responsible for matters such as safety and security during the operation.
Not only was he the principal trader; he was acting as the accountant and compliance officer.
We shall be relying on an untried consortium and on the untried compliance officer mechanism if things go wrong.